Wiley Finra Series 66 Exam Review 2017

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Wiley FINRA Series 66 Exam Review 2017

Wiley FINRA Series 66 Exam Review 2017
Author :
Publisher : John Wiley & Sons
Total Pages : 326
Release :
ISBN-10 : 9781119379911
ISBN-13 : 1119379911
Rating : 4/5 (911 Downloads)

Book Synopsis Wiley FINRA Series 66 Exam Review 2017 by : Wiley

Download or read book Wiley FINRA Series 66 Exam Review 2017 written by Wiley and published by John Wiley & Sons. This book was released on 2017-03-14 with total page 326 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment adviser. It covers such topics as client investment strategies and ethical business practices. Taken as a corequisite with the Series 7 Exam, candidates must complete the Series 66 Exam in order to register as an agent with a state securities administrator." --


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